Eagle Rock Capital Partners

Our Company Background

Eagle Rock Capital Partners, Inc. is a private, full-service, independent financial services company headquartered in New Jersey. Established in 2010, our company was founded by Brian Roth, a seasoned investment banker with over 20 years of experience. With a strong background in corporate finance and investment banking, Mr. Roth has been involved in over 1,000 offerings, exceeding $1 billion in raises.

Our Story

At Eagle Rock Capital Partners, we pride ourselves in bridging the gap between institutional-grade investment products and high net worth individuals. Recognizing the disparity between the products available to institutional clients and the general public, Mr. Roth founded our company to provide high net worth individuals access to institutional-grade products while offering corporate advisory services.

Our Services

As a hybrid investment firm, we offer a full range of investment services, including:

• Capital Markets: We offer high net worth investors access to select investment banking products sourced internally as well as through other underwriters. Our pipeline of offerings includes IPOs, private placements, pre-IPO closed-end funds, and debt offerings.
• Private Equity: We provide high net worth investors access to private equity offerings that are usually catering to institutional and ultra-high net worth investors. Our private equity offerings include roll-ups, infrastructure, healthcare, BDCs, and others. Please note that some of these offerings are only available to accredited investors.
• Wealth Management: We offer custom-tailored wealth management solutions to high net worth individuals, providing them with access to a full suite of investment products.
• Investment Banking: Our investment banking team advises corporations and high net worth individuals on corporate finance matters, including IPOs, private placements, and other financing alternatives.

Our Team

Our team is led by Mr. Roth, a seasoned investment banker with over 20 years of experience. With FINRA Series 7, 24, 31, 63, 65, and 79 licenses, Mr. Roth has a strong track record of success, having raised over $200 million in capital for small to mid-cap companies.

Our Mission

At Eagle Rock Capital Partners, our mission is to provide high net worth individuals with access to institutional-grade investment products and services, while offering corporate advisory services to corporations and high net worth individuals. We strive to bridge the gap between the products available to institutional clients and the general public, providing our clients with unparalleled investment opportunities and exceptional service.