Alpha Asset Advisors

About Alpha Asset Consulting

Alpha Asset Consulting offers unbiased, conflict-free investment consulting and financial advice to companies that offer retirement plans to their employees. Founded by Shelly Jordan, a seasoned financial professional with over 30 years of experience, Alpha combines practical expertise with a deep understanding of fiduciary responsibility to deliver personalized solutions tailored to each client's needs.

Our Approach

We work directly for our clients and are compensated solely by their fees. This eliminates any potential conflicts of interest, ensuring objectivity and a focus on your best interests. Our comprehensive approach includes:

• Understanding your unique needs: We take the time to understand your specific retirement plan goals, challenges, and compliance requirements.
• Developing customized solutions: We tailor our recommendations to your individual circumstances and objectives, considering your investment goals, employee demographics, and regulatory framework.
• Providing ongoing guidance: We work collaboratively with you to implement your plan, monitor performance, and make necessary adjustments over time.

Retirement Plan Consulting

• Investment policy development and review
• Investment menu development and review
• Investment manager selection and monitoring
• Target date series selection and monitoring
• Performance monitoring and reporting
• Fee monitoring and reporting
• Recordkeeper due diligence, searches, and fiduciary reviews
• Advice provider due diligence, searches, and fiduciary reviews

Project-Based Consulting

• Compliance assessments and gap analysis
• Fiduciary training programs
• Participant communication and education materials
• Governance framework development
• Operational efficiency assessments and recommendations

Experience and Expertise

Shelly Jordan brings a wealth of experience to Alpha Asset Consulting, having held positions as an institutional investment portfolio manager, investment committee fiduciary, and retirement plan administrator. Her diverse background, coupled with her deep understanding of ERISA regulations and industry best practices, allows her to provide clients with comprehensive and pragmatic solutions.

By partnering with Alpha Asset Consulting, you can

• Ensure your retirement plan is aligned with your business objectives and complies with regulations.
• Optimize investment performance and reduce risk.
• Enhance participant engagement and satisfaction.
• Gain peace of mind knowing your retirement plan is in good hands.