Lax & Neville

At Lax & Neville LLP, we are a boutique litigation firm focused on the financial services industry. Our practice areas include securities arbitration and investment fraud litigation, representing financial services industry professionals on employment, regulatory, and business matters. We have built a strong reputation nationwide advocating on behalf of individual and institutional investors, industry professionals, employers, independent contractors, brokers, investment bankers, investment advisors, traders, hedge funds, and smaller and regional broker-dealers. Our attorneys are highly experienced in the securities and investment markets, with in-depth knowledge of the governing laws and regulatory framework of the financial services industry.

Our Experience

We have extensive experience representing financial industry professionals in transitions, including representing some of the largest and most accomplished producers and wealth management and brokerage teams. In the last two years alone, we have successfully pursued over $35 million in unpaid deferred compensation, interest, and costs and attorneys' fees for former Credit Suisse investment advisers. We have also filed a federal lawsuit against Bank of America on behalf of loan officers for unpaid overtime and minimum wage. Additionally, we are pursuing unpaid deferred compensation claims against Morgan Stanley and Merrill Lynch.

Our Commitment

At Lax & Neville LLP, we are committed to achieving the best possible outcomes for our clients. We have a proven track record of winning claims against major financial institutions, including Morgan Stanley, Merrill Lynch, UBS, and Wells Fargo. Our attorneys are dedicated to staying up-to-date with the latest developments in the financial services industry, ensuring that our clients receive the best possible representation.

What Sets Us Apart

What sets us apart from other firms is our ability to represent both investors and industry professionals. We have a deep understanding of the financial services industry and the regulatory framework that governs it. Our extensive experience in securities arbitration and investment fraud litigation makes us uniquely qualified to handle a wide range of cases, from FINRA arbitrations to state and federal court litigation.